Compliance Assessment

How Audit-Ready Is Your Agency?

Answer Yes, No, or N/A across 8 compliance areas. Your score highlights where you're strong and where risk lives.

Progress: 0/330%

Governance & Oversight

Score: 0% · Answered 0/5 · N/A 0

Question 1

Do you have a current organizational chart reflecting actual operations?

Question 2

Are staff and contractor roles formally defined?

Question 3

Is a compliance lead designated within your organization?

Question 4

Is leadership trained on HCBS/PASA compliance?

Question 5

Do you conduct internal compliance reviews?

Policies & Procedures

Score: 0% · Answered 0/4 · N/A 0

Question 6

Do you maintain written policies aligned with state requirements?

Question 7

Do staff sign policy acknowledgments?

Question 8

Do policies include step-by-step procedures?

Question 9

Are policies customized to your services?

Documentation & Records

Score: 0% · Answered 0/4 · N/A 0

Question 10

Are documentation timelines clearly defined?

Question 11

Are documentation corrections handled per policy?

Question 12

Are records retained per required timelines?

Question 13

Are documentation audits conducted?

Medication & Health

Score: 0% · Answered 0/4 · N/A 0

Question 14

Do you have a Quality Assurance for MARS?

Question 15

Are medication errors clearly defined?

Question 16

Do you have a Corrective Action Plan for MARS?

Question 17

Are health protocols individualized?

Incident Reporting & MANE

Score: 0% · Answered 0/4 · N/A 0

Question 18

Are critical incidents escalated appropriately?

Question 19

Are MANE allegations reported properly?

Question 20

Do staff understand mandatory reporting duties?

Question 21

Are incident trends reviewed?

Training & Competency

Score: 0% · Answered 0/4 · N/A 0

Question 22

Are trainings expiration monitored?

Question 23

Do you have a Training Tracking System?

Question 24

Are training materials updated?

Question 25

Is training compliance audited?

HCBS & Person-Centered Practices

Score: 0% · Answered 0/4 · N/A 0

Question 26

Are rights modifications documented with consent?

Question 27

Are restrictions reviewed by IDT/HRC?

Question 28

Do services promote autonomy?

Question 29

Are individuals involved in planning?

Provider Oversight

Score: 0% · Answered 0/4 · N/A 0

Question 30

Are providers monitored at least quarterly?

Question 31

Are monitoring findings documented?

Question 32

Are deficiencies corrected on time?

Question 33

Is provider compliance tracked?

Assessment Status

Answered 0/330%

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